Form 4 for DV DoubleVerify Holdings, Inc.
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001209191-21-067582 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-02 | 2021-11-30+ | DV | McLaughlin Matthew F. | COO | F - Tax | $30.80 | -360.8K | 750.8K | -32% | -$11.12M |
| DMI | 2021-12-02 | 2021-11-30+ | DV | McLaughlin Matthew F. | COO | M - OptEx | $2.01 | +601.4K | 870.2K | +224% | +$1.21M |
| DMI | 2021-12-02 | 2021-11-30+ | DV | McLaughlin Matthew F. | COO | M - OptEx | $0.00 | -601.4K | 0 | -100% | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-30 | F | D | 182,709 | $30.97 | 687,482 | I By Trust | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.35 to $31.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 2 | Common | Common Stock | 2021-11-30 | F | D | 33,291 | $31.60 | 654,191 | I By Trust | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.35 to $31.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 3 | Common | Common Stock | 2021-12-01 | M | A | 241,412 | $2.01 | 895,603 | I By Trust | — | — | (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 4 | Common | Common Stock | 2021-12-01 | F | D | 72,505 | $30.02 | 823,098 | I By Trust | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.52 to $30.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 5 | Common | Common Stock | 2021-11-30 | M | A | 360,000 | $2.01 | 870,191 | I By Trust | — | — | (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 6 | Common | Common Stock | 2021-12-01 | F | D | 72,342 | $30.80 | 750,756 | I By Trust | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.53 to $31.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 7 | Derivative | Options (Rights to Buy) | 2021-11-30 | M | D | 360,000 | $0.00 | 241,412 | I By Trust | $2.01 · 2021-11-22 to 2027-09-20 | 360,000 Common Stock | (F8) Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |
| 8 | Derivative | Options (Rights to Buy) | 2021-12-01 | M | D | 241,412 | $0.00 | 0 | I By Trust | $2.01 · 2021-11-22 to 2027-09-20 | 241,412 Common Stock | (F8) Represents non-qualified stock options granted on September 20, 2017 that vested on November 22, 2021 upon Providence VII U.S. Holdings L.P. receiving cumulative cash proceeds in respect of its investment in the Issuer equal to two times its aggregate cash investment in the Issuer. (F1) Represents shares and options held by The McLaughlin Family Trust for which Mr. McLaughlin is a trustee. |