Form 4 for BCDA BioCardia, Inc.
Accepted 2022-04-18 00:00:00 ET · period of report 2022-04-14 · accession 0001437749-22-009166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-18 | 2022-04-14 | BCDA | Altman Peter | Pres, CEO, Dir | A - Grant | $0.00 | +76.7K | 314.6K | +32% | $0 |
| D | 2022-04-18 | 2022-04-18 | BCDA | Altman Peter | Pres, CEO, Dir | P - Purchase | $1.39 | +13.5K | 328.1K | +4% | +$18.8K |
| D | 2022-04-18 | 2022-04-14 | BCDA | Altman Peter | Pres, CEO, Dir | A - Grant | $0.00 | +141.0K | 141.0K | New | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-14 | A | A | 76,734 | $0.00 | 314,643 | D | — | — | (F1) The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on April 14, 2022. |
| 2 | Common | Common Stock | 2022-04-18 | P | A | 13,500 | $1.39 | 328,143 | D | — | — | (F2) This transaction was executed in multiple trades ranging from $1.37 to $1.40 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 3 | Derivative | Stock Option (right to buy) | 2022-04-14 | A | A | 141,000 | $0.00 | 141,000 | D | $1.49 · — to 2032-04-14 | 141,000 Common Stock | (F3) The option vests and becomes exercisable as to 1/48th of the shares on May 14, 2022, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date. |