Form 4 for BCDA BioCardia, Inc.
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-03 · accession 0001437749-24-028508 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-05 | 2024-09-03 | BCDA | Allen Jim L. | Dir | A - Grant | $3.00 | +50.0K | 109.7K | +84% | +$150.0K |
| D | 2024-09-05 | 2024-09-30 | BCDA | Allen Jim L. | Dir | A - Grant | — | +50.0K | 50.0K | New | — |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-03 | A | A | 50,000 | $3.00 | 109,661 | D | — | — | (F1) These shares were purchased from the Issuer in a public offering that closed on September 3, 2024, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased. |
| 2 | Derivative | Warrant (right to buy) | 2024-09-30 | A | A | 50,000 | — | 50,000 | D | $3.00 · 2024-09-03 to 2029-09-03 | 50,000 Common Stock | (F1) These shares were purchased from the Issuer in a public offering that closed on September 3, 2024, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased. |