Form 4 for DFDV DeFi Development Corp.
Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001575872-24-000994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-11 | 2024-09-09 | DFDV | ROSENBLOOM BRUCE S | CFO | M - OptEx | $0.46 | +56.2K | 65.8K | +592% | +$25.9K |
| D | 2024-09-11 | 2024-09-09 | DFDV | ROSENBLOOM BRUCE S | CFO | M - OptEx | — | -56.2K | 168.8K | -25% | — |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-09 | M | A | 56,250 | $0.46 | 65,750 | D | — | — | (F1) Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs). Each RSU represents a right to receive one share of Janover Inc. common stock upon vesting of the RSU. (F2) The reported closing price of Janover Inc.'s common stock on 9/6/24 was $0.46 per share of common stock. |
| 2 | Derivative | Restricted Stock Unit | 2024-09-09 | M | D | 56,250 | — | 168,750 | D | — · — to — | 56,250 Common Stock | (F1) Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs). Each RSU represents a right to receive one share of Janover Inc. common stock upon vesting of the RSU. (F3) Each RSU represents a contingent right to receive one share of Janover Inc. common stock. (F4) One fourth (1/4th) of the RSUs vested on the one (1) year anniversary with one thirty sixth (1/36th) of the remainder number of RSUs scheduled to vest on each of the thirty-six (36), consecutive monthly vesting dates that occur after the first vesting date, which was September 7, 2023. (F5) Not applicable. |