Form 4 for SPRU SPRUCE POWER HOLDING CORP
Accepted 2024-04-16 00:00:00 ET · period of report 2024-04-12 · accession 0001628280-24-016465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-16 | 2024-04-12 | SPRU | Hayes Christopher M. | Pres, CEO, Dir | A - Grant | $0.00 | +88.6K | 142.7K | +164% | $0 |
| D | 2024-04-16 | 2024-04-12 | SPRU | Hayes Christopher M. | Pres, CEO, Dir | A - Grant | $0.00 | +295.2K | 295.2K | New | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-12 | A | A | 88,636 | $0.00 | 142,730 | D | — | — | (F1) Securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of the RSUs will vest on each of April 12, 2025, April 12, 2026, April 12, 2027 and April 12, 2028. |
| 2 | Derivative | Stock Option (right to buy) | 2024-04-12 | A | A | 295,229 | $0.00 | 295,229 | D | $3.74 · — to 2034-04-12 | 295,229 Common Stock | (F2) Subject to the reporting person's continued service through the vesting dates, options vest in 25% annual installments over a four year period beginning April 12, 2025. |