Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001818874-24-000259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-18 | 2024-12-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | — | +109.1K | 251.7K | +77% | — |
| D | 2024-12-18 | 2024-12-18 | SOFI | Keough Kelli | EVP, GBUL, SIPS | F - Tax | $16.43 | -55.1K | 196.6K | -22% | -$905.2K |
| DM | 2024-12-18 | 2024-12-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | $0.00 | -109.1K | 743.8K | -13% | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-16 | M | A | 82,643 | — | 225,256 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2024-12-16 | M | A | 26,477 | — | 251,733 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2024-12-18 | F | D | 55,094 | $16.43 | 196,639 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2024-12-16 | M | D | 26,477 | $0.00 | 344,197 | D | — · — to — | 26,477 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2024-12-16 | M | D | 82,643 | $0.00 | 743,786 | D | — · — to — | 82,643 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024. |