Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:44:59 ET · period of report 2026-09-14 · accession 0001864508-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 19:44 | 2026-09-14 | SOFI | Lapointe Christopher | CFO, PAO | M - OptEx | — | +104.2K | 1.93M | +6% | — |
| D | 2026-09-16 19:44 | 2026-09-14 | SOFI | Lapointe Christopher | CFO, PAO | F - Tax | $17.32 | -59.3K | 1.87M | -3% | -$1.03M |
| DM | 2026-09-16 19:44 | 2026-09-14 | SOFI | Lapointe Christopher | CFO, PAO | M - OptEx | $0.00 | -104.2K | 204.5K | -34% | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 52,954 | — | 1,878,433 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 36,589 | — | 1,915,022 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-09-14 | M | A | 14,609 | — | 1,929,631 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-09-14 | F | D | 59,341 | $17.32 | 1,870,290 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 52,954 | $0.00 | 317,716 | D | — · — to — | 52,954 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 36,589 | $0.00 | 237,829 | D | — · — to — | 36,589 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 14,609 | $0.00 | 204,531 | D | — · — to — | 14,609 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |