Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:43:24 ET · period of report 2026-09-14 · accession 0002012135-26-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Pinto Arun | CRO | M - OptEx | — | +21.2K | 240.5K | +10% | — |
| D | 2026-09-16 19:43 | 2026-09-15 | SOFI | Pinto Arun | CRO | F - Tax | $17.28 | -11.8K | 228.6K | -5% | -$204.5K |
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Pinto Arun | CRO | M - OptEx | $0.00 | -21.2K | 136.4K | -13% | $0 |
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 11,434 | — | 230,721 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 9,740 | — | 240,461 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-09-15 | F | D | 11,838 | $17.28 | 228,623 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 11,434 | $0.00 | 114,342 | D | — · — to — | 11,434 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 9,740 | $0.00 | 136,354 | D | — · — to — | 9,740 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |