Form 4 for AMD Advanced Micro Devices
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-29 · accession 0000002488-21-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-02 | 2021-07-29 | AMD | Norrod Forrest Eugene | SVP, GM DESG | S - Sale+OE | $98.78 | -28.5K | 287.5K | -9% | -$2.82M |
| D | 2021-08-02 | 2021-07-29 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $6.98 | +12.5K | 297.1K | +4% | +$87.2K |
| D | 2021-08-02 | 2021-07-29 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $0.00 | -12.5K | 22.6K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | S | D | 5,497 | $97.01 | 291,644 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $96.66 to $97.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-07-29 | S | D | 18,896 | $99.45 | 268,641 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $98.73 to $99.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-07-29 | S | D | 4,107 | $98.05 | 287,537 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $97.69 to $98.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-07-29 | M | A | 12,500 | $6.98 | 297,141 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 5 | Derivative | Stock Option Grant | 2021-07-29 | M | D | 12,500 | $0.00 | 22,620 | D | $6.98 · — to 2023-07-26 | 12,500 Common Stock | (F6) The options vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters. |