Form 4 for AMD Advanced Micro Devices
Accepted 2021-08-25 00:00:00 ET · period of report 2021-08-23 · accession 0000002488-21-000154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-25 | 2021-08-23 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $14.55 | +22.9K | 348.1K | +7% | +$332.9K |
| DM | 2021-08-25 | 2021-08-23 | AMD | Norrod Forrest Eugene | SVP, GM DESG | S - Sale+OE | $106.68 | -38.9K | 320.1K | -11% | -$4.15M |
| DM | 2021-08-25 | 2021-08-23 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $0.00 | -22.9K | 10.1K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-23 | M | A | 12,500 | $6.98 | 337,725 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 2 | Common | Common Stock | 2021-08-23 | M | A | 7,230 | $19.10 | 344,955 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 3 | Common | Common Stock | 2021-08-23 | S | D | 10,909 | $107.22 | 309,225 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $107.05 to $107.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-08-23 | S | D | 6,861 | $105.32 | 341,239 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $104.95 to $105.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2021-08-23 | S | D | 21,105 | $106.84 | 320,134 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $106.05 to $107.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2021-08-23 | M | A | 3,145 | $34.19 | 348,100 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 7 | Derivative | Stock Option Grant | 2021-08-23 | M | D | 3,145 | $0.00 | 34,936 | D | $34.19 · — to 2026-08-09 | 3,145 Common Stock | (F7) The options vest 1/3 on each of August 9, 2020, 2021 and 2022. |
| 8 | Derivative | Stock Option Grant | 2021-08-23 | M | D | 7,230 | $0.00 | 40,540 | D | $19.10 · — to 2025-08-09 | 7,230 Common Stock | (F7) The options vest 1/3 on each of August 9, 2020, 2021 and 2022. |
| 9 | Derivative | Stock Option Grant | 2021-08-23 | M | D | 12,500 | $0.00 | 10,120 | D | $6.98 · — to 2023-07-26 | 12,500 Common Stock | (F6) The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters. |