Form 4 for AMD Advanced Micro Devices
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0000002488-21-000166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-16 | 2021-09-14 | AMD | Su Lisa T | Pres, CEO, Dir | S - Sale+OE | $105.72 | -125.0K | 2.69M | -4% | -$13.21M |
| D | 2021-09-16 | 2021-09-14 | AMD | Su Lisa T | Pres, CEO, Dir | M - OptEx | $2.92 | +125.0K | 2.82M | +5% | +$365.0K |
| D | 2021-09-16 | 2021-09-14 | AMD | Su Lisa T | Pres, CEO, Dir | M - OptEx | $0.00 | -125.0K | 1.00M | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | S | D | 34,419 | $104.94 | 2,782,184 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $104.45 to $105.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-09-14 | M | A | 125,000 | $2.92 | 2,816,603 | D | — | — | (F1) The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 3 | Common | Common Stock | 2021-09-14 | S | D | 71,739 | $105.86 | 2,710,445 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $105.45 to $106.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-09-14 | S | D | 18,842 | $106.59 | 2,691,603 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $106.45 to $106.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Derivative | Stock Option Grant | 2021-09-14 | M | D | 125,000 | $0.00 | 1,003,457 | D | $2.92 · — to 2022-12-26 | 125,000 Common Stock | (F6) This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters. |