Form 4 for AMD Advanced Micro Devices
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0000002488-21-000168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15 | AMD | Papermaster Mark D | CTO, EVP | S - Sale+OE | $105.15 | -55.0K | 1.29M | -4% | -$5.78M |
| D | 2021-09-17 | 2021-09-15 | AMD | Papermaster Mark D | CTO, EVP | M - OptEx | $1.84 | +55.0K | 1.35M | +4% | +$101.2K |
| D | 2021-09-17 | 2021-09-15 | AMD | Papermaster Mark D | CTO, EVP | M - OptEx | $0.00 | -55.0K | 170.2K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-15 | S | D | 40,085 | $104.86 | 1,309,547 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $104.43 to $105.41per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-09-15 | S | D | 14,915 | $105.93 | 1,294,632 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $105.44 to $106.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-09-15 | M | A | 55,000 | $1.84 | 1,349,632 | D | — | — | (F1) The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 4 | Derivative | Stock Option Grant | 2021-09-15 | M | D | 55,000 | $0.00 | 170,221 | D | $1.84 · — to 2022-08-15 | 55,000 Common Stock | (F5) This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the subsequent eight quarters. |