Form 4 for AMD Advanced Micro Devices
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0000002488-21-000181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-01 | 2021-10-28 | AMD | Norrod Forrest Eugene | SVP, GM DESG | S - Sale+OE | $121.74 | -28.5K | 294.2K | -9% | -$3.47M |
| DM | 2021-11-01 | 2021-10-28 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $8.09 | +12.5K | 305.3K | +4% | +$101.2K |
| DM | 2021-11-01 | 2021-10-28 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $0.00 | -12.5K | 41.8K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | S | D | 11,737 | $121.77 | 282,444 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $121.33 to $122.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 556 | $123.41 | 276,822 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F7) Transaction executed in multiple trades at prices ranging from $123.37 to $123.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-10-28 | S | D | 5,066 | $122.89 | 277,378 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F6) Transaction executed in multiple trades at prices ranging from $122.34 to $123.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-10-28 | M | A | 10,120 | $6.98 | 302,942 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F2) Since the date of the Reporting Person's last ownership report, he transferred 16,403 shares of AMD common stock to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. |
| 5 | Common | Common Stock | 2021-10-28 | M | A | 2,380 | $12.83 | 305,322 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 6 | Common | Common Stock | 2021-10-28 | S | D | 11,141 | $121.09 | 294,181 | D | — | — | (F3) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $120.33 to $121.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Derivative | Stock Option Grant | 2021-10-28 | M | D | 10,120 | $0.00 | 0 | D | $6.98 · — to 2023-07-26 | 10,120 Common Stock | (F8) The options vest 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters. |
| 8 | Derivative | Stock Option Grant | 2021-10-28 | M | D | 2,380 | $0.00 | 41,793 | D | $12.83 · — to 2024-08-09 | 2,380 Common Stock | (F9) The options vest 1/3 on each of August 9, 2018, 2019 and 2020. |