Form 4 for AMD Advanced Micro Devices
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0000002488-21-000185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-12 | 2021-11-09 | AMD | KUMAR DEVINDER | EVP, CFO, Treas | S - Sale+OE | $152.77 | -74.0K | 550.0K | -12% | -$11.31M |
| D | 2021-11-12 | 2021-11-09 | AMD | KUMAR DEVINDER | EVP, CFO, Treas | M - OptEx | $6.98 | +74.0K | 598.4K | +14% | +$516.7K |
| D | 2021-11-12 | 2021-11-09 | AMD | KUMAR DEVINDER | EVP, CFO, Treas | M - OptEx | $0.00 | -74.0K | 74.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | S | D | 2,800 | $150.03 | 594,356 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $149.46 to $150.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-11-09 | S | D | 7,048 | $150.99 | 587,308 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $150.46 to $151.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-11-09 | S | D | 1,234 | $148.37 | 597,156 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $148.08 to $148.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-11-09 | M | A | 74,020 | $6.98 | 598,390 | D | — | — | (F1) The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 5 | Common | Common Stock | 2021-11-09 | S | D | 400 | $155.53 | 524,370 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F10) Transaction executed in multiple trades at prices ranging from $155.50 to $155.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2021-11-09 | S | D | 11,170 | $154.89 | 524,770 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F9) Transaction executed in multiple trades at prices ranging from $154.49 to $155.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2021-11-09 | S | D | 14,068 | $154.03 | 535,940 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F8) Transaction executed in multiple trades at prices ranging from $153.49 to $154.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2021-11-09 | S | D | 22,900 | $152.01 | 564,408 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F6) Transaction executed in multiple trades at prices ranging from $151.48 to $152.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2021-11-09 | S | D | 14,400 | $152.82 | 550,008 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. (F7) Transaction executed in multiple trades at prices ranging from $152.48 to $153.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 10 | Derivative | Stock Option Grant | 2021-11-09 | M | D | 74,020 | $0.00 | 74,021 | D | $6.98 · — to — | 74,020 Common Stock | (F11) This option vests 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters. |