Form 4 for AMD Advanced Micro Devices
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0000002488-21-000195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-24 | 2021-11-22 | AMD | Norrod Forrest Eugene | SVP, GM DESG | S - Sale+OE | $158.15 | -25.5K | 284.7K | -8% | -$4.03M |
| D | 2021-11-24 | 2021-11-22 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $12.83 | +12.5K | 289.3K | +5% | +$160.4K |
| D | 2021-11-24 | 2021-11-22 | AMD | Norrod Forrest Eugene | SVP, GM DESG | M - OptEx | $0.00 | -12.5K | 29.3K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | S | D | 7,700 | $158.73 | 263,822 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F5) Transaction executed in multiple trades at prices ranging from $158.54 to $159.34 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-11-22 | S | D | 13,190 | $158.21 | 271,522 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F4) Transaction executed in multiple trades at prices ranging from $157.54 to $158.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-11-22 | M | A | 12,500 | $12.83 | 289,322 | D | — | — | (F1) The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| 4 | Common | Common Stock | 2021-11-22 | S | D | 4,610 | $157.02 | 284,712 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. (F3) Transaction executed in multiple trades at prices ranging from $156.50 to $157.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Derivative | Stock Option Grant | 2021-11-22 | M | D | 12,500 | $0.00 | 29,293 | D | $12.83 · — to 2024-08-09 | 12,500 Common Stock | (F6) The options vest 1/3 on each of August 9, 2018, 2019 and 2020. |