Form 4 for AMD Advanced Micro Devices
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0000002488-22-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-16 | 2022-02-14 | AMD | PENG VICTOR | Pres, AECG | A - Grant | — | +243.9K | 243.9K | New | — |
| D | 2022-02-16 | 2022-02-14 | AMD | PENG VICTOR | Pres, AECG | A - Grant | — | +7,419 | 7,419 | New | — |
| DM | 2022-02-16 | 2022-02-14 | AMD | PENG VICTOR | Pres, AECG | A - Grant | $0.00 | +300.3K | 94.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | A | A | 243,873 | — | 243,873 | I | — | — | (F1) Pursuant to the Agreement and Plan of Merger dated as of October 26, 2020, by and among Advanced Micro Devices, Inc. ("AMD"), Thrones Merger Sub, Inc., and Xilinx, Inc. ("Xilinx") (the "Agreement"), each share of Xilinx common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 1.7234 shares of AMD common stock. On February 11, 2022 (the last trading day prior to the Merger), the closing price per share of AMD common stock was $113.18. The Reporting Person also received cash in lieu of fractional shares at the Average Parent Stock Price, as per the Agreement, of $125.34. |
| 2 | Common | Common Stock | 2022-02-14 | A | A | 7,419 | — | 7,419 | D Trust | — | — | (F1) Pursuant to the Agreement and Plan of Merger dated as of October 26, 2020, by and among Advanced Micro Devices, Inc. ("AMD"), Thrones Merger Sub, Inc., and Xilinx, Inc. ("Xilinx") (the "Agreement"), each share of Xilinx common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 1.7234 shares of AMD common stock. On February 11, 2022 (the last trading day prior to the Merger), the closing price per share of AMD common stock was $113.18. The Reporting Person also received cash in lieu of fractional shares at the Average Parent Stock Price, as per the Agreement, of $125.34. (F2) The shares are held by The Peng Family Trust. |
| 3 | Derivative | RSU Award | 2022-02-14 | A | A | 16,387 | $0.00 | 16,387 | D | — · — to — | 16,387 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of AMD's common stock. (F4) The RSUs vest 1/3 on each of July 10, 2020, 2021 and 2022. |
| 4 | Derivative | RSU Award | 2022-02-14 | A | A | 21,068 | $0.00 | 21,068 | D | — · — to — | 21,068 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of AMD's common stock. (F6) The RSUs vest 1/4 on each of July 10, 2020, 2021, 2022 and 2023. |
| 5 | Derivative | RSU Award | 2022-02-14 | A | A | 80,462 | $0.00 | 80,462 | D | — · — to — | 80,462 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of AMD's common stock. (F7) The RSUs vest 1/4 on each of July 10, 2021, 2022, 2023 and 2024. |
| 6 | Derivative | RSU Award | 2022-02-14 | A | A | 87,614 | $0.00 | 87,614 | D | — · — to — | 87,614 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of AMD's common stock. (F8) The RSUs vest 1/3 on each of July 10, 2021, 2022 and 2023. |
| 7 | Derivative | RSU Award | 2022-02-14 | A | A | 94,787 | $0.00 | 94,787 | D | — · — to — | 94,787 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of AMD's common stock. (F9) The RSUs vest 1/4 on each of July 10, 2022, 2023, 2024 and 2025. |