Form 4 for AMD Advanced Micro Devices
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-16 · accession 0000002488-22-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-16+ | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $0.633 | +576.6K | 3.05M | +23% | +$365.0K |
| D | 2022-08-18 | 2022-08-16 | AMD | Su Lisa T | COB, Pres, CEO, Dir | F - Tax | $100.20 | -177.7K | 2.93M | -6% | -$17.81M |
| D | 2022-08-18 | 2022-08-18 | AMD | Su Lisa T | COB, Pres, CEO, Dir | S - Sale+OE | $100.02 | -125.0K | 2.93M | -4% | -$12.50M |
| DM | 2022-08-18 | 2022-08-16+ | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -576.6K | 528.5K | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-16 | M | A | 451,587 | $0.00 | 3,104,685 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-16 | F | D | 177,700 | $100.20 | 2,926,985 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-18 | M | A | 125,000 | $2.92 | 3,051,985 | D | — | — | (F1) The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2021. |
| 4 | Common | Common Stock | 2022-08-18 | S | D | 125,000 | $100.02 | 2,926,985 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021. (F3) Transaction executed in multiple trades at prices ranging from $100.00 to $100.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Derivative | Performance Stock Units | 2022-08-16 | M | D | 451,587 | $0.00 | 0 | D | — · — to — | 451,587 Common Stock | (F4) Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock. (F5) Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2019. |
| 6 | Derivative | Stock Option Grant | 2022-08-18 | M | D | 125,000 | $0.00 | 528,457 | D | $2.92 · — to 2022-12-26 | 125,000 Common Stock | (F6) This option vests 33 1/3% on December 26, 2016, then remaining shares vest 8 1/3% per quarter over the next eight following quarters. |