Form 4 for AMD Advanced Micro Devices
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-06 · accession 0000002488-23-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-08 | 2023-06-06 | AMD | Su Lisa T | COB, Pres, CEO, Dir | S - Sale+OE | $122.63 | -300.0K | 3.50M | -8% | -$36.79M |
| D | 2023-06-08 | 2023-06-06 | AMD | Su Lisa T | COB, Pres, CEO, Dir | G - Gift | $0.00 | -61.3K | 2.89M | -2% | $0 |
| D | 2023-06-08 | 2023-06-06 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $6.98 | +777.2K | 3.67M | +27% | +$5.42M |
| D | 2023-06-08 | 2023-06-06 | AMD | Su Lisa T | COB, Pres, CEO, Dir | F - Tax | $124.23 | -204.0K | 3.16M | -6% | -$25.35M |
| D | 2023-06-08 | 2023-06-06 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -777.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-06 | S | D | 16,769 | $118.42 | 3,649,347 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F2) Transaction executed in multiple trades at prices ranging from $117.85 to $118.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-06-06 | S | D | 24,382 | $124.14 | 3,366,116 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F8) Transaction executed in multiple trades at prices ranging from $123.95 to $124.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-06-06 | S | D | 113,106 | $123.56 | 3,390,498 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F7) Transaction executed in multiple trades at prices ranging from $122.95 to $123.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-06-06 | G | D | 61,266 | $0.00 | 2,888,902 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-06 | M | A | 777,214 | $6.98 | 3,666,116 | D | — | — | |
| 6 | Common | Common Stock | 2023-06-06 | F | D | 204,046 | $124.23 | 3,162,070 | D | — | — | (F9) Represents shares that have been withheld by AMD to pay the exercise price and to satisfy income tax and withholding and remittance obligations in connection with the Reporting Person's exercise of 477,214 stock options and does not represent a sale by the Reporting Person. |
| 7 | Common | Common Stock | 2023-06-06 | S | D | 2,500 | $119.32 | 3,646,847 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F3) Transaction executed in multiple trades at prices ranging from $118.89 to $119.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2023-06-06 | S | D | 9,645 | $120.60 | 3,637,202 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F4) Transaction executed in multiple trades at prices ranging from $119.93 to $120.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2023-06-06 | S | D | 22,850 | $121.55 | 3,614,352 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F5) Transaction executed in multiple trades at prices ranging from $120.95 to $121.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2023-06-06 | S | D | 110,748 | $122.47 | 3,503,604 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F6) Transaction executed in multiple trades at prices ranging from $121.95 to $122.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 11 | Derivative | Stock Option Grant | 2023-06-06 | M | D | 777,214 | $0.00 | 0 | D | $6.98 · — to 2023-07-26 | 777,214 Common Stock | (F10) This option vests 33 1/3% on July 26, 2017 and then 8 1/3% per quarter over the subsequent eight quarters. |