Form 4 for AMD Advanced Micro Devices
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-07 · accession 0000002488-23-000201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-09 | 2023-11-07 | AMD | Su Lisa T | COB, Pres, CEO, Dir | S - Sale+OE | $113.32 | -75.0K | 3.36M | -2% | -$8.50M |
| D | 2023-11-09 | 2023-11-07 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $12.83 | +75.0K | 3.43M | +2% | +$962.2K |
| D | 2023-11-09 | 2023-11-07 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -75.0K | 122.6K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-07 | S | D | 12,408 | $113.02 | 3,409,913 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F4) Transaction executed in multiple trades at prices ranging from $112.30 to $113.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-11-07 | S | D | 1,938 | $114.42 | 3,358,721 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F6) Transaction executed in multiple trades at prices ranging from $114.30 to $114.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-11-07 | M | A | 75,000 | $12.83 | 3,433,721 | D | — | — | (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022. |
| 4 | Common | Common Stock | 2023-11-07 | S | D | 11,400 | $111.72 | 3,422,321 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F3) Transaction executed in multiple trades at prices ranging from $111.30 to $112.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-11-07 | S | D | 49,254 | $113.72 | 3,360,659 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. (F5) Transaction executed in multiple trades at prices ranging from $113.30 to $114.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Derivative | Stock Option Grant | 2023-11-07 | M | D | 75,000 | $0.00 | 122,577 | D | $12.83 · — to 2024-08-09 | 75,000 Common Stock | (F7) The options vest 1/3 on each of August 9, 2018, 2019 and 2020. |