Form 4 for AMD Advanced Micro Devices
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-11 · accession 0000002488-24-000155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-13 | 2024-09-11 | AMD | Su Lisa T | COB, Pres, CEO, Dir | S - Sale+OE | $144.72 | -80.0K | 3.57M | -2% | -$11.58M |
| D | 2024-09-13 | 2024-09-11 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $19.10 | +80.0K | 3.65M | +2% | +$1.53M |
| D | 2024-09-13 | 2024-09-11 | AMD | Su Lisa T | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -80.0K | 156.5K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-11 | S | D | 4,600 | $147.57 | 3,581,655 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F9) Transaction executed in multiple trades at prices ranging from $146.88 to $147.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-09-11 | S | D | 2,866 | $146.09 | 3,586,255 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F8) Transaction executed in multiple trades at prices ranging from $145.87 to $146.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2024-09-11 | S | D | 5,789 | $148.27 | 3,575,866 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F10) Transaction executed in multiple trades at prices ranging from $147.88 to $148.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2024-09-11 | S | D | 5,600 | $149.42 | 3,570,266 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F11) Transaction executed in multiple trades at prices ranging from $148.89 to $149.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2024-09-11 | S | D | 5,819 | $145.32 | 3,589,121 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F7) Transaction executed in multiple trades at prices ranging from $144.83 to $145.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Common | Common Stock | 2024-09-11 | S | D | 15,882 | $144.32 | 3,594,940 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F6) Transaction executed in multiple trades at prices ranging from $143.83 to $144.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Common | Common Stock | 2024-09-11 | S | D | 14,435 | $143.40 | 3,610,822 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F5) Transaction executed in multiple trades at prices ranging from $142.83 to $143.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Common Stock | 2024-09-11 | S | D | 12,550 | $142.32 | 3,625,257 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F4) Transaction executed in multiple trades at prices ranging from $141.83 to $142.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 9 | Common | Common Stock | 2024-09-11 | S | D | 8,955 | $141.29 | 3,637,807 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F3) Transaction executed in multiple trades at prices ranging from $140.82 to $141.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 10 | Common | Common Stock | 2024-09-11 | M | A | 80,000 | $19.10 | 3,646,762 | D | — | — | (F1) The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023. |
| 11 | Common | Common Stock | 2024-09-11 | S | D | 3,504 | $150.02 | 3,566,762 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2023. (F12) Transaction executed in multiple trades at prices ranging from $149.90 to $150.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 12 | Derivative | Stock Option Grant | 2024-09-11 | M | D | 80,000 | $0.00 | 156,496 | D | $19.10 · — to 2025-08-09 | 80,000 Common Stock | (F13) The options vest 1/3 on each of August 9, 2019, 2020 and 2021. |