Form 4 for UNM Unum Group
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0000005513-22-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-23 | 2022-02-19 | UNM | McKenney Richard P | Pres, CEO, Dir | A - Grant | $0.00 | +59.8K | 956.5K | +7% | $0 | |
| M | 2022-02-23 | 2022-02-19 | UNM | McKenney Richard P | Pres, CEO, Dir | F - Tax | $28.82 | -47.7K | 933.0K | -5% | -$1.38M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-19 | A | A | 59,825.24 | $0.00 | 956,519 | D | — | — | (F1) Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. (F3) Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,359.498 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. (F2) Includes 215,726 restricted stock units, 186,368 stock success units, and 554,425 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2022-02-19 | F | D | 24,201 | $28.82 | 908,789 | D | — | — | (F6) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 61,501 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. (F7) Includes 215,726 stock-settled RSUs, 124,867 SSUs, and 568,196 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2022-02-19 | F | D | 23,529 | $28.82 | 932,990 | D | — | — | (F4) Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. (F5) Includes 215,726 stock-settled RSUs, 186,368 SSUs, and 530,896 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |