Form 4 for UNM Unum Group
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0000005513-22-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-23 | 2022-02-19 | UNM | Simonds Michael Q | EVP, COO | F - Tax | $28.82 | -12.1K | 193.2K | -6% | -$348.5K |
| 2022-02-23 | 2022-02-19 | UNM | Simonds Michael Q | EVP, COO | A - Grant | $0.00 | +11.8K | 205.3K | +6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-19 | F | D | 5,273 | $28.82 | 199,988 | D | — | — | (F4) Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. (F5) Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 98,227 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2022-02-19 | A | A | 11,756.73 | $0.00 | 205,261 | D | — | — | (F1) Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. (F3) Beneficial ownership amount accounts for the exempt acquisitions of 267.186 stock-settled RSUs and 3,792.894 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. (F2) Includes 55,169 restricted stock units, 46,592 stock success units, and 103,500 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2022-02-19 | F | D | 6,819 | $28.82 | 193,169 | D | — | — | (F6) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. (F7) Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 106,783 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |