Form 4 for UNM Unum Group
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000005513-22-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | D - Sale to Iss | $26.88 | -22.5K | 869.4K | -3% | -$606.0K |
| D | 2022-03-03 | 2022-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | A - Grant | $0.00 | +156.2K | 1.03M | +18% | $0 |
| D | 2022-03-03 | 2022-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | M - OptEx | $0.00 | +22.5K | 891.9K | +3% | $0 |
| DM | 2022-03-03 | 2022-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | F - Tax | $26.88 | -39.4K | 896.2K | -4% | -$1.06M |
| D | 2022-03-03 | 2022-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | M - OptEx | $0.00 | -22.5K | 23.2K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | D | D | 22,545 | $26.88 | 869,388 | D | — | — | (F6) Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2022-03-01 | A | A | 156,250 | $0.00 | 1,025,638 | D | — | — | (F8) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023. (F9) Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2022-03-01 | M | A | 22,545 | $0.00 | 891,933 | D | — | — | (F7) Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2022-03-01 | F | D | 8,872 | $26.88 | 887,291 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs. (F4) Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 5 | Common | Common Stock | 2022-03-01 | F | D | 17,903 | $26.88 | 869,388 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs. (F6) Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 6 | Common | Common Stock | 2022-03-01 | F | D | 12,626 | $26.88 | 896,163 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 22,545 | $0.00 | 23,229 | D | — · — to — | 22,545 Common Stock | (F10) The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. (F11) The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. |