Form 4 for UNM Unum Group

Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0000005513-23-000028 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-02-22	2023-02-20	UNM	Simonds Michael Q	EVP, COO	F - Tax	$42.81	-21.2K	227.8K	-8%	-$905.5K
	2023-02-22	2023-02-20	UNM	Simonds Michael Q	EVP, COO	A - Grant	$0.00	+47.6K	249.0K	+24%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-20	F	D	21,151	$42.81	227,805	D	—	—	(F4) Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs. (F5) Includes 65,668 stock-settled RSUs, 31,217 SSUs, and 130,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
2	Common	Common Stock	2023-02-20	A	A	47,566.80	$0.00	248,956	D	—	—	(F1) Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022. (F3) Beneficial ownership amount accounts for the exempt acquisition of 869.656 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. (F2) Includes 65,668 restricted stock units, 31,217 stock success units, and 152,071 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.