Form 4 for UNM Unum Group

Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0000005513-23-000030 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-02-22	2023-02-20	UNM	Zabel Steven Andrew	EVP, CFO	A - Grant	$0.00	+27.9K	117.3K	+31%	$0
	2023-02-22	2023-02-20	UNM	Zabel Steven Andrew	EVP, CFO	F - Tax	$42.81	-11.0K	106.3K	-9%	-$472.4K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-20	A	A	27,862.20	$0.00	117,333	D	—	—	(F1) Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022. (F2) Includes 48,817 restricted stock units, 7,590 stock success units, and 60,926 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. (F3) Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 159.505 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.
2	Common	Common Stock	2023-02-20	F	D	11,035	$42.81	106,298	D	—	—	(F4) Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs. (F5) Includes 48,817 stock-settled RSUs, 7,590 SSUs, and 49,891 shares of common stock. Fractional amounts have been rounded to the nearest whole number.