Form 4 for UNM Unum Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000005513-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-03 | 2023-03-01 | UNM | Arnold Timothy Gerald | EVP, Pres, VB, Colonial | F - Tax | $45.57 | -5,750 | 103.4K | -5% | -$262.0K |
| 2023-03-03 | 2023-03-01 | UNM | Arnold Timothy Gerald | EVP, Pres, VB, Colonial | A - Grant | $0.00 | +7,200 | 107.0K | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 1,836 | $45.57 | 99,844 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,220 stock-settled RSUs. (F6) Includes 12,671 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 1,732 | $45.57 | 101,680 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs. (F4) Includes 16,891 stock-settled RSUs, 11,149 SSUs, and 73,640 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2023-03-01 | A | A | 7,200 | $0.00 | 107,044 | D | — | — | (F7) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024. (F8) Includes 19,871 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 2,182 | $45.57 | 103,412 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 20,872 restricted stock units, 11,149 stock success units, and 71,391 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |