Form 4 for UNM Unum Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000005513-23-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | A - Grant | $0.00 | +98.7K | 1.15M | +9% | $0 |
| D | 2023-03-03 | 2023-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | D - Sale to Iss | $45.57 | -23.2K | 1.05M | -2% | -$1.06M |
| D | 2023-03-03 | 2023-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | M - OptEx | $0.00 | +23.2K | 1.08M | +2% | $0 |
| DM | 2023-03-03 | 2023-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | F - Tax | $45.57 | -47.3K | 1.07M | -4% | -$2.16M |
| D | 2023-03-03 | 2023-03-01 | UNM | McKenney Richard P | Pres, CEO, Dir | M - OptEx | $0.00 | -23.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 98,749 | $0.00 | 1,150,955 | D | — | — | (F8) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024. (F9) Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2023-03-01 | D | D | 23,229 | $45.57 | 1,052,206 | D | — | — | (F6) Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2023-03-01 | M | A | 23,229 | $0.00 | 1,075,435 | D | — | — | (F7) Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 20,290 | $45.57 | 1,052,206 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs. (F6) Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 5 | Common | Common Stock | 2023-03-01 | F | D | 9,141 | $45.57 | 1,090,399 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 6 | Common | Common Stock | 2023-03-01 | F | D | 17,903 | $45.57 | 1,072,496 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs. (F4) Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 7 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 23,229 | $0.00 | 0 | D | — · — to — | 23,229 Common Stock | (F10) The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. (F11) The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. |