Form 4 for UNM Unum Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000005513-23-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-03 | 2023-03-01 | UNM | Rice Walter Lynn JR | SVP, CAO | F - Tax | $45.57 | -937 | 8,128 | -10% | -$42.7K |
| 2023-03-03 | 2023-03-01 | UNM | Rice Walter Lynn JR | SVP, CAO | A - Grant | $0.00 | +2,522 | 9,919 | +34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 266 | $45.57 | 7,862 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 895 stock-settled RSUs. (F4) Includes 4,801 stock-settled RSUs and 3,061 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 252 | $45.57 | 7,397 | D | — | — | (F7) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,043 stock-settled RSUs. (F8) Includes 3,041 stock-settled RSUs and 4,356 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 213 | $45.57 | 7,649 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 717 stock-settled RSUs. (F6) Includes 4,084 stock-settled RSUs and 3,565 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 206 | $45.57 | 8,128 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 693 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 5,696 restricted stock units and 2,432 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 5 | Common | Common Stock | 2023-03-01 | A | A | 2,522 | $0.00 | 9,919 | D | — | — | (F9) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024. (F10) Includes 5,563 stock-settled RSUs and 4,356 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |