Form 4 for UNM Unum Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000005513-23-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | UNM | Simonds Michael Q | EVP, COO | A - Grant | $0.00 | +26.1K | 240.1K | +12% | $0 | |
| M | 2023-03-03 | 2023-03-01 | UNM | Simonds Michael Q | EVP, COO | F - Tax | $45.57 | -13.8K | 219.3K | -6% | -$628.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 26,070 | $0.00 | 240,088 | D | — | — | (F7) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024. (F8) Includes 60,655 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 5,241 | $45.57 | 214,018 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,816 stock-settled RSUs. (F6) Includes 34,585 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 3,985 | $45.57 | 223,820 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,985 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 56,683 restricted stock units, 31,217 stock success units, and 135,920 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 4,561 | $45.57 | 219,259 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,282 stock-settled RSUs. (F4) Includes 46,401 stock-settled RSUs, 31,217 SSUs, and 141,641 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |