Form 4 for UNM Unum Group
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000005513-23-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | UNM | Zabel Steven Andrew | EVP, CFO | A - Grant | $0.00 | +19.3K | 116.9K | +20% | $0 | |
| M | 2023-03-03 | 2023-03-01 | UNM | Zabel Steven Andrew | EVP, CFO | F - Tax | $45.57 | -8,673 | 104.2K | -8% | -$395.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 19,311 | $0.00 | 116,936 | D | — | — | (F7) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024. (F8) Includes 46,091 stock-settled RSUs, 7,590 SSUs, and 63,255 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 3,737 | $45.57 | 97,625 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 9,495 stock-settled RSUs. (F6) Includes 26,780 stock-settled RSUs, 7,590 SSUs, and 63,255 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 2,865 | $45.57 | 101,362 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,279 stock-settled RSUs. (F4) Includes 36,275 stock-settled RSUs, 7,590 SSUs, and 57,497 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2023-03-01 | F | D | 2,071 | $45.57 | 104,227 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,263 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 43,554 restricted stock units, 7,590 stock success units, and 53,083 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |