Form 4 for UNM Unum Group
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000005513-24-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-05 | 2024-03-01 | UNM | IGLESIAS LISA G | EVP, GC | F - Tax | $49.30 | -4,613 | 46.1K | -9% | -$227.4K |
| 2024-03-05 | 2024-03-05 | UNM | IGLESIAS LISA G | EVP, GC | S - Sale | $50.00 | -16.0K | 40.8K | -28% | -$800.0K | |
| 2024-03-05 | 2024-03-01 | UNM | IGLESIAS LISA G | EVP, GC | A - Grant | $0.00 | +10.7K | 56.8K | +23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | D | 1,718 | $49.30 | 49,019 | D | — | — | (F1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,641 stock-settled RSUs (as defined in footnote (2) below). (F2) Includes 19,142 restricted stock units, 6,721 stock success units, and 23,156 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 1,687 | $49.30 | 47,332 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,558 stock-settled RSUs. (F4) Includes 14,584 stock-settled RSUs, 6,721 SSUs, and 26,027 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3 | Common | Common Stock | 2024-03-05 | S | D | 16,000 | $50.00 | 40,840 | D | — | — | (F9) Reflects the weighted average price for multiple sale transactions ranging in price from $50.00 per share to $50.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F10) Includes 22,037 stock-settled RSUs, 6,721 SSUs, and 12,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 4 | Common | Common Stock | 2024-03-01 | A | A | 10,716 | $0.00 | 56,840 | D | — | — | (F7) All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025. (F8) Includes 22,037 stock-settled RSUs, 6,721 SSUs, and 28,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 5 | Common | Common Stock | 2024-03-01 | F | D | 1,208 | $49.30 | 46,124 | D | — | — | (F5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,263 stock-settled RSUs. (F6) Includes 11,321 stock-settled RSUs, 6,721 SSUs, and 28,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |