Form 4 for ADI Analog Devices
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0000006281-21-000192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-07-08 | ADI | ROCHE VINCENT | Pres, CEO, Dir | G - Gift | $0.00 | -27.6K | 0 | -100% | $0 |
| D | 2021-08-03 | 2021-08-02 | ADI | ROCHE VINCENT | Pres, CEO, Dir | S - Sale+OE | $168.64 | -10.0K | 0 | -100% | -$1.69M |
| D | 2021-08-03 | 2021-08-02 | ADI | ROCHE VINCENT | Pres, CEO, Dir | M - OptEx | $54.93 | +10.0K | 10.0K | New | +$549.3K |
| D | 2021-08-03 | 2021-08-02 | ADI | ROCHE VINCENT | Pres, CEO, Dir | M - OptEx | $0.00 | -10.0K | 38.5K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Comm Stock - $.16-2/3 value | 2021-07-08 | G | D | 6,000 | $0.00 | 21,598 | D | — | — | (F1) On July 8, 2021, 6,000 shares previously held by Reporting Person were gifted to The Roche Family Foundation, Inc. |
| 2 | Common | Comm Stock - $.16-2/3 value | 2021-08-02 | S | D | 10,000 | $168.64 | 0 | D | — | — | |
| 3 | Common | Comm Stock - $.16-2/3 value | 2021-08-02 | M | A | 10,000 | $54.93 | 10,000 | D | — | — | |
| 4 | Common | Comm Stock - $.16-2/3 value | 2021-07-08 | G | D | 21,598 | $0.00 | 0 | D | — | — | (F2) On July 8, 2021, 21,598 shares previously held by Reporting Person were gifted to the Vincent Roche 2020 Irrevocable Trust, which is administered by an independent trustee. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 38,536 | D | $54.93 · 2017-03-09 to 2026-03-09 | 10,000 Comm Stock - $.16-2/3 value | (F4) This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016. |