Form 4 for ADI Analog Devices
Accepted 2023-03-17 00:00:00 ET · period of report 2022-12-05 · accession 0000006281-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-17 | 2023-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | F - Tax | $182.93 | -1,516 | 8,614 | -15% | -$277.3K |
| DM | 2023-03-17 | 2023-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | M - OptEx | $0.00 | +3,183 | 8,528 | +60% | $0 |
| DM | 2023-03-17 | 2023-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | M - OptEx | $0.00 | -3,183 | 0 | -100% | $0 |
| D | 2023-03-17 | 2022-12-05 | ADI | Sondel Michael | CAO (principal acct. Off.) | A - Grant | $0.00 | +1,030 | 1,030 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | F | D | 212 | $182.93 | 7,497.70 | D | — | — | |
| 2 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | M | A | 632 | $0.00 | 7,578.70 | D | — | — | |
| 3 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | F | D | 306 | $182.93 | 7,272.70 | D | — | — | |
| 4 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | M | A | 437 | $0.00 | 7,709.70 | D | — | — | |
| 5 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | M | A | 1,084 | $0.00 | 9,611.70 | D | — | — | |
| 6 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | M | A | 1,030 | $0.00 | 8,527.70 | D | — | — | |
| 7 | Common | Comm Stock - $.16-2/3 value | 2023-03-15 | F | D | 998 | $182.93 | 8,613.70 | D | — | — | |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-03-15 | M | D | 632 | $0.00 | 633 | D | $0.00 · — to — | 632 Comm Stock - $.16-2/3 value | (F3) The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-03-15 | M | D | 437 | $0.00 | 1,313 | D | $0.00 · — to — | 437 Comm Stock - $.16-2/3 value | (F4) The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer. |
| 10 | Derivative | Performance-Based Restricted Stock Unit | 2023-03-15 | M | D | 1,084 | $0.00 | 0 | D | $0.00 · 2023-03-15 to — | 1,084 Comm Stock - $.16-2/3 value | (F6) This transaction represents the settlement of performance-based RSUs granted on March 11, 2020 in shares of common stock of the Issuer on the Vesting Date as a result of the certification by the Issuer's Compensation Committee on December 5, 2022 of the satisfaction of performance criteria at 195.1% of target. |
| 11 | Derivative | Performance-Based Restricted Stock Unit | 2023-03-15 | M | D | 1,030 | $0.00 | 0 | D | $0.00 · 2023-03-15 to — | 1,030 Comm Stock - $.16-2/3 value | (F6) This transaction represents the settlement of performance-based RSUs granted on March 11, 2020 in shares of common stock of the Issuer on the Vesting Date as a result of the certification by the Issuer's Compensation Committee on December 5, 2022 of the satisfaction of performance criteria at 195.1% of target. |
| 12 | Derivative | Performance-Based Restricted Stock Unit | 2022-12-05 | A | A | 1,030 | $0.00 | 1,030 | D | $0.00 · 2023-03-15 to — | 1,030 Comm Stock - $.16-2/3 value | (F5) Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 15, 2023 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation Committee on December 5, 2022 of the achievement of pre-established performance parameters at 195.1% of the target established for the performance-based restricted stock units granted to the Reporting Person on March 11, 2020. |