Form 4 for ADI Analog Devices
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-15 · accession 0000006281-24-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-20 | 2024-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | M - OptEx | $0.00 | +3,003 | 10.3K | +41% | $0 |
| DM | 2024-03-20 | 2024-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | F - Tax | $195.20 | -1,354 | 10.5K | -11% | -$264.3K |
| DM | 2024-03-20 | 2024-03-15 | ADI | Sondel Michael | CAO (principal acct. Off.) | M - OptEx | $0.00 | -3,003 | 875 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | M | A | 438 | $0.00 | 10,740.95 | D | — | — | |
| 2 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | F | D | 280.74 | $195.20 | 10,059.21 | D | — | — | |
| 3 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | F | D | 684.82 | $195.20 | 9,706.94 | D | — | — | |
| 4 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | M | A | 438 | $0.00 | 10,497.21 | D | — | — | |
| 5 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | F | D | 194.25 | $195.20 | 10,302.95 | D | — | — | |
| 6 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | M | A | 1,494 | $0.00 | 10,391.76 | D | — | — | |
| 7 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | F | D | 194.25 | $195.20 | 10,546.70 | D | — | — | |
| 8 | Common | Comm Stock - $.16-2/3 value | 2024-03-15 | M | A | 633 | $0.00 | 10,339.94 | D | — | — | |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2024-03-15 | M | D | 633 | $0.00 | 0 | D | $0.00 · — to — | 633 Comm Stock - $.16-2/3 value | (F3) The RSUs granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer. |
| 10 | Derivative | Performance-Based Restricted Stock Unit | 2024-03-15 | M | D | 1,494 | $0.00 | 0 | D | $0.00 · 2024-03-15 to — | 1,494 Comm Stock - $.16-2/3 value | (F2) This transaction represents the settlement of Performance-Based RSUs granted on March 10, 2021 in shares of common stock of the Company on their scheduled vesting date of March 15, 2024 as a result of the certification of the Company's Compensation and Talent Committee on December 11, 2023 of the satisfaction of performance criteria at 200% of target. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2024-03-15 | M | D | 438 | $0.00 | 1,316 | D | $0.00 · — to — | 438 Comm Stock - $.16-2/3 value | (F5) The RSUs granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2024-03-15 | M | D | 438 | $0.00 | 875 | D | $0.00 · — to — | 438 Comm Stock - $.16-2/3 value | (F4) The RSUs granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer. |