Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2026-08-13 12:50:26 ET · period of report 2026-08-12 · accession 0000007789-26-000207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-08-13 12:50 | 2026-08-12 | ASB | Warsek Gregory | EVP | S - Sale+OE | $32.01 | -16.3K | 13.8K | -54% | -$521.7K |
| D | 2026-08-13 12:50 | 2026-08-12 | ASB | Warsek Gregory | EVP | M - OptEx | $26.00 | +13.0K | 26.8K | +94% | +$338.5K |
| DI | 2026-08-13 12:50 | 2026-08-12 | ASB | Warsek Gregory | EVP | I - Discretionary | $0.00 | -14.9K | 13.6K | -52% | $0 |
| D | 2026-08-13 12:50 | 2026-08-12 | ASB | Warsek Gregory | EVP | M - OptEx | $0.00 | -13.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2026-08-12 | S | D | 3,282 | $32.00 | 13,809 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2026-08-12 | M | A | 13,018 | $26.00 | 26,827 | D | — | — | |
| 3 | Common | Common Stock $0.01 Par Value | 2026-08-12 | S | D | 13,018 | $32.01 | 13,809 | D | — | — | (F1) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.015, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. |
| 4 | Common | Common Stock $0.01 Par Value | 2026-08-12 | I | D | 14,927 | $0.00 | 13,605.08 | I By 401(K) Plan | — | — | (F2) Reflects the intra-plan transfer (reallocation) of equivalent units of Issuer common stock out of the Issuer stock fund and into an alternative investment fund within the Issuer's 401(k) Plan. |
| 5 | Derivative | Incentive Stock Option (Right to Buy) | 2026-08-12 | M | D | 13,018 | $0.00 | 0 | D | $26.00 · — to 2027-02-27 | 13,018 Common Stock $0.01 Par Value | (F3) Options vest in four equal annual installments beginning 2/8/2018. |