Form 4 for AZZ AZZ INC
Accepted 2021-10-19 00:00:00 ET · period of report 2021-10-16 · accession 0000008947-21-000183 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-19 | 2021-10-16 | AZZ | Schlom Philip A | SVP, CFO | M - OptEx | $0.00 | +1,522 | 4,693 | +48% | $0 |
| D | 2021-10-19 | 2021-10-16 | AZZ | Schlom Philip A | SVP, CFO | F - Tax | $53.29 | -370 | 4,345 | -8% | -$19.7K |
| D | 2021-10-19 | 2021-10-16 | AZZ | Schlom Philip A | SVP, CFO | M - OptEx | $0.00 | -1,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-10-16 | M | A | 22 | $0.00 | 4,715 | D | — | — | (F1) Represents the vesting of dividend equivalent rights accrued on 1,500 restricted stock units ("RSUs") granted on October 16, 2020. These dividend equivalent rights vest when, and if, the underlying RSUs vest. |
| 2 | Common | COMMON STOCK | 2021-10-16 | M | A | 1,500 | $0.00 | 4,693 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-10-16 | F | D | 370 | $53.29 | 4,345 | D | — | — | (F2) Mr. Schlom disposed of 370 shares of common stock to satisfy tax withholding obligations. |
| 4 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 1,500 | $0.00 | 0 | D | — · — to — | 1,500 COMMON STOCK | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. (F4) Mr. Schlom was granted a special one-time equity award of 1,500 RSUs that vest in full on October 16, 2021. (F5) Once vested, the shares of common stock are not subject to expiration. |