Form 4 for BMY Bristol Myers Squibb
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0000014272-21-000202 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-16 | 2021-08-12 | BMY | Elkins David V | EVP, CFO | S - Sale+OE | $66.95 | -99.7K | 80.0K | -55% | -$6.67M |
| DM | 2021-08-16 | 2021-08-12 | BMY | Elkins David V | EVP, CFO | M - OptEx | $48.49 | +70.0K | 80.0K | +699% | +$3.39M |
| DM | 2021-08-16 | 2021-08-12 | BMY | Elkins David V | EVP, CFO | M - OptEx | $0.00 | -70.0K | 2,063 | -97% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.10 par value | 2021-08-12 | S | D | 40,000 | $66.88 | 69,699 | D | — | — | |
| 2 | Common | Common Stock, $0.10 par value | 2021-08-12 | M | A | 6,180 | $48.49 | 75,879 | D | — | — | (F1) Shares acquired from options exercised in a net exercise and hold transaction with broker. |
| 3 | Common | Common Stock, $0.10 par value | 2021-08-12 | S | D | 59,691 | $67.00 | 80,008 | D | — | — | (F2) 59,691 shares were sold in an exercise and sell transaction, covering the exercise price and taxes in accordance with the broker's procedures. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.865 to $67.09, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, $0.10 par value | 2021-08-12 | M | A | 59,691 | $48.49 | 139,699 | D | — | — | |
| 5 | Common | Common Stock, $0.10 par value | 2021-08-12 | M | A | 4,129 | $48.49 | 80,008 | D | — | — | (F1) Shares acquired from options exercised in a net exercise and hold transaction with broker. |
| 6 | Derivative | Option (right to buy) | 2021-08-12 | M | D | 4,129 | $0.00 | 121,214 | D | $48.49 · — to 2028-08-01 | 4,129 Common Stock, $0.10 par value | (F4) All of the shares are currently exercisable. |
| 7 | Derivative | Option (right to buy) | 2021-08-12 | M | D | 59,691 | $0.00 | 0 | D | $48.49 · — to 2028-08-01 | 59,691 Common Stock, $0.10 par value | (F4) All of the shares are currently exercisable. |
| 8 | Derivative | Option (right to buy) | 2021-08-12 | M | D | 6,180 | $0.00 | 2,063 | D | $48.49 · — to 2028-08-01 | 6,180 Common Stock, $0.10 par value | (F4) All of the shares are currently exercisable. |