Form 4 for BMY Bristol Myers Squibb
Accepted 2022-09-15 00:00:00 ET · period of report 2022-09-13 · accession 0000014272-22-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-15 | 2022-09-13 | BMY | Elkins David V | EVP, CFO | M - OptEx | $48.49 | +123.3K | 102.5K | New | +$5.98M |
| DM | 2022-09-15 | 2022-09-13 | BMY | Elkins David V | EVP, CFO | S - Sale+OE | $71.30 | -134.0K | 100.5K | -57% | -$9.55M |
| DM | 2022-09-15 | 2022-09-13 | BMY | Elkins David V | EVP, CFO | M - OptEx | $0.00 | -123.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.10 par value | 2022-09-13 | M | A | 121,214 | $48.49 | 223,737 | D | — | — | (F2) Shares acquired from options exercised in a net exercise and hold transaction with broker. |
| 2 | Common | Common Stock, $0.10 par value | 2022-09-13 | S | D | 103,951 | $71.29 | 119,786 | D | — | — | (F3) 103,951 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.240 to $71.405, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, $0.10 par value | 2022-09-13 | S | D | 30,000 | $71.35 | 100,460 | D | — | — | (F1) The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.350 to $71.380, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, $0.10 par value | 2022-09-13 | M | A | 2,063 | $48.49 | 102,523 | D | — | — | (F2) Shares acquired from options exercised in a net exercise and hold transaction with broker. |
| 5 | Derivative | Option (right to buy) | 2022-09-13 | M | D | 121,214 | $0.00 | 0 | D | $48.49 · — to 2028-08-01 | 121,214 Common Stock, $0.10 par value | (F5) All of the shares are currently exercisable. |
| 6 | Derivative | Option (right to buy) | 2022-09-13 | M | D | 2,063 | $0.00 | 0 | D | $48.49 · — to 2028-08-01 | 2,063 Common Stock, $0.10 par value | (F5) All of the shares are currently exercisable. |