Form 4 for BMY Bristol Myers Squibb
Accepted 2023-04-04 00:00:00 ET · period of report 2023-04-01 · accession 0000014272-23-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-04-01 | BMY | Mily Elizabeth | EVP, Strategy, BD | J - Other | $0.00 | +1,190 | 35.2K | +3% | $0 |
| DM | 2023-04-04 | 2023-04-01 | BMY | Mily Elizabeth | EVP, Strategy, BD | F - Tax | $69.31 | -3,198 | 33.2K | -9% | -$221.7K |
| DM | 2023-04-04 | 2023-04-01 | BMY | Mily Elizabeth | EVP, Strategy, BD | M - OptEx | $0.00 | +6,346 | 35.9K | +21% | $0 |
| DM | 2023-04-04 | 2023-04-01 | BMY | Mily Elizabeth | EVP, Strategy, BD | M - OptEx | $0.00 | -6,346 | 3,663 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.10 par value | 2023-04-01 | J | A | 1,190 | $0.00 | 35,248 | D | — | — | (F2) Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. |
| 2 | Common | Common Stock, $0.10 par value | 2023-04-01 | F | D | 1,139 | $69.31 | 34,734 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of award. |
| 3 | Common | Common Stock, $0.10 par value | 2023-04-01 | M | A | 3,662 | $0.00 | 34,058 | D | — | — | (F1) Represents vesting of one-quarter of market share units granted on April 1, 2020. |
| 4 | Common | Common Stock, $0.10 par value | 2023-04-01 | F | D | 2,059 | $69.31 | 33,189 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of award. |
| 5 | Common | Common Stock, $0.10 par value | 2023-04-01 | M | A | 2,684 | $0.00 | 35,873 | D | — | — | (F4) The restricted stock units vest in four equal annual installments beginning on April 1, 2021. |
| 6 | Derivative | Restricted Stock Units | 2023-04-01 | M | D | 2,684 | $0.00 | 2,685 | D | — · — to 2024-04-01 | 2,684 Common Stock, $0.10 par value | (F6) Each restricted stock unit converts into one share of common stock upon vesting. (F4) The restricted stock units vest in four equal annual installments beginning on April 1, 2021. |
| 7 | Derivative | Market Share Units | 2023-04-01 | M | D | 3,662 | $0.00 | 3,663 | D | — · — to 2024-04-01 | 3,662 Common Stock, $0.10 par value | (F5) Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. (F1) Represents vesting of one-quarter of market share units granted on April 1, 2020. |