Form 4 for BF-B Brown–Forman
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-10 · accession 0000014693-21-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-13 | 2021-09-10 | BF-B | Nall Timothy M | SVP CIO | M - OptEx | $28.43 | +11.7K | 16.4K | +254% | +$333.8K |
| D | 2021-09-13 | 2021-09-10 | BF-B | Nall Timothy M | SVP CIO | F - Tax | $71.20 | -7,973 | 8,383 | -49% | -$567.7K |
| D | 2021-09-13 | 2021-09-10 | BF-B | Nall Timothy M | SVP CIO | S - Sale+OE | $72.06 | -3,769 | 4,614 | -45% | -$271.6K |
| D | 2021-09-13 | 2021-09-10 | BF-B | Nall Timothy M | SVP CIO | M - OptEx | $0.00 | -11.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2021-09-10 | M | A | 11,742 | $28.43 | 16,356 | D | — | — | |
| 2 | Common | Class B Common | 2021-09-10 | F | D | 7,973 | $71.20 | 8,383 | D | — | — | (F1) The closing price of BF-B on September 9, 2021 was used to calculate the withholding obligation. |
| 3 | Common | Class B Common | 2021-09-10 | S | D | 3,769 | $72.06 | 4,614 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.05 to $72.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Stock Appreciation Right | 2021-09-10 | M | D | 11,742 | $0.00 | 0 | D | $28.43 · 2016-05-01 to 2023-04-30 | 11,742 Class B Common |