Form 4 for BF-B Brown–Forman
Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-13 · accession 0000014693-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-14 | 2022-01-13 | BF-B | Whiting Lawson E | Pres, CEO, Dir | F - Tax | $67.01 | -13.0K | 18.6K | -41% | -$873.3K |
| D | 2022-01-14 | 2022-01-13 | BF-B | Whiting Lawson E | Pres, CEO, Dir | M - OptEx | $22.72 | +20.0K | 31.7K | +172% | +$455.4K |
| D | 2022-01-14 | 2022-01-13 | BF-B | Whiting Lawson E | Pres, CEO, Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2022-01-13 | F | D | 13,033 | $67.01 | 18,643 | D | — | — | (F1) The closing price of BF-B on January 12, 2022, was used to calculate the withholding obligation. |
| 2 | Common | Class B Common | 2022-01-13 | M | A | 20,044 | $22.72 | 31,676 | D | — | — | |
| 3 | Derivative | Stock Appreciation Right | 2022-01-13 | M | D | 20,044 | $0.00 | 0 | D | $22.72 · 2015-05-01 to 2022-04-30 | 20,044 Class B Common | (F3) These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. |