Form 4 for BF-B Brown–Forman
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-31 · accession 0000014693-22-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-01 | 2022-01-31 | BF-B | Hamel Matthew E | EVP, GC | M - OptEx | $22.72 | +14.1K | 21.0K | +205% | +$321.1K |
| D | 2022-02-01 | 2022-01-31 | BF-B | Hamel Matthew E | EVP, GC | F - Tax | $67.25 | -9,133 | 11.9K | -43% | -$614.2K |
| D | 2022-02-01 | 2022-01-31 | BF-B | Hamel Matthew E | EVP, GC | M - OptEx | $0.00 | -14.1K | 14.5K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2022-01-31 | M | A | 14,133 | $22.72 | 21,040 | D | — | — | (F1) Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT. |
| 2 | Common | Class B Common | 2022-01-31 | F | D | 9,133 | $67.25 | 11,907 | D | — | — | (F2) The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation. |
| 3 | Derivative | Stock Appreciation Right | 2022-01-31 | M | D | 14,133 | $0.00 | 14,534 | D | $22.72 · 2015-05-01 to 2022-04-30 | 14,133 Class B Common | (F11) These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. |