Form 4 for BF-B Brown–Forman
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0000014693-23-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-02 | 2023-01-31 | BF-B | Hamel Matthew E | EVP, GC | M - OptEx | $28.03 | +10.9K | 40.5K | +37% | +$305.0K |
| D | 2023-02-02 | 2023-01-31 | BF-B | Hamel Matthew E | EVP, GC | F - Tax | $66.00 | -6,649 | 33.9K | -16% | -$438.8K |
| D | 2023-02-02 | 2023-01-31 | BF-B | Hamel Matthew E | EVP, GC | M - OptEx | $0.00 | -10.9K | 10.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common | 2023-01-31 | M | A | 10,880 | $28.03 | 40,510 | D | — | — | (F1) Totals updated to reflect transfer of 2,864 Class A shares and 4,792 Class B shares from GRAT to direct holdings. |
| 2 | Common | Class B Common | 2023-01-31 | F | D | 6,649 | $66.00 | 33,861 | D | — | — | (F2) The closing price of BF-B on January 30, 2023, was used to calculate the withholding obligation. |
| 3 | Derivative | Stock Appreciation Right | 2023-01-31 | M | D | 10,880 | $0.00 | 10,880 | D | $28.03 · 2016-05-01 to 2023-04-30 | 10,880 Class B Common |