Form 4 for STZ Constellation Brands
Accepted 2022-04-12 00:00:00 ET · period of report 2022-04-08 · accession 0000016918-22-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-12 | 2022-04-08 | STZ | FOWDEN JEREMY S G | Dir | S - Sale | $240.38 | -7,574 | 18.5K | -29% | -$1.82M |
| D | 2022-04-12 | 2022-04-08 | STZ | FOWDEN JEREMY S G | Dir | C - Cnv Deriv | — | +7,574 | 26.1K | +41% | — |
| DM | 2022-04-12 | 2022-04-08 | STZ | FOWDEN JEREMY S G | Dir | M - OptEx | $18.48 | 0 | 0 | New | $0 |
| D | 2022-04-12 | 2022-04-08 | STZ | FOWDEN JEREMY S G | Dir | C - Cnv Deriv | $0.00 | -7,574 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-08 | S | D | 7,249 | $240.35 | 18,826 | D | — | — | (F2) Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.0000 to $240.9400, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2022-04-08 | S | D | 325 | $241.07 | 18,501 | D | — | — | (F3) Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $241.0550 to $241.1100, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2022-04-08 | C | A | 7,574 | — | 26,075 | D | — | — | (F1) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-04-08 | M | D | 4,824 | $0.00 | 0 | D | $29.02 · 2013-01-27 to 2022-07-27 | 4,824 Class 1 (convertible) Common Stock | (F4) 100% of this option has become exercisable. |
| 5 | Derivative | Class 1 (convertible) Common Stock | 2022-04-08 | C | D | 7,574 | $0.00 | 0 | D | — · — to — | 7,574 Class A Common Stock | (F5) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 6 | Derivative | Class 1 (convertible) Common Stock | 2022-04-08 | M | A | 2,750 | $50.90 | 2,750 | D | — · — to — | 2,750 Class A Common Stock | (F5) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 7 | Derivative | Class 1 (convertible) Common Stock | 2022-04-08 | M | A | 4,824 | $29.02 | 4,824 | D | — · — to — | 4,824 Class A Common Stock | (F5) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 8 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-04-08 | M | D | 2,750 | $0.00 | 0 | D | $50.90 · 2014-01-24 to 2023-07-24 | 2,750 Class 1 (convertible) Common Stock | (F4) 100% of this option has become exercisable. |