Form 4 for STZ Constellation Brands
Accepted 2022-12-02 00:00:00 ET · period of report 2022-11-30 · accession 0000016918-22-000189 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-02 | 2022-11-30 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | S - Sale | $250.81 | -978 | 1,004 | -49% | -$245.3K |
| D | 2022-12-02 | 2022-11-30 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | C - Cnv Deriv | — | +978 | 1,982 | +97% | — |
| DM | 2022-12-02 | 2022-11-30 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | M - OptEx | $76.51 | 0 | 1,955 | New | $0 |
| D | 2022-12-02 | 2022-11-30 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | C - Cnv Deriv | $0.00 | -978 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-30 | S | D | 978 | $250.81 | 1,004 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-30 | C | A | 978 | — | 1,982 | D | — | — | (F1) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. (F2) Includes shares of Class A Common Stock acquired in July 2022 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. (F3) Includes a correction to the number of shares of Class A Common Stock reported as beneficially owned directly by the reporting person on her original Form 3, which inadvertently overstated the number of shares held as of the date of such filing by 19 shares of Class A Common Stock. |
| 3 | Derivative | Class 1 (convertible) Common Stock | 2022-11-30 | M | A | 978 | $153.02 | 978 | D | — · — to — | 978 Class A Common Stock | (F5) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 4 | Derivative | Class 1 (convertible) Common Stock | 2022-11-30 | C | D | 978 | $0.00 | 0 | D | — · — to — | 978 Class A Common Stock | (F5) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-11-30 | M | D | 978 | $0.00 | 1,955 | D | $153.02 · 2021-04-21 to 2030-04-21 | 978 Class 1 (convertible) Common Stock | (F4) This option, representing a right to purchase a total of 3,911 shares, becomes exercisable at the rate of 25% per year beginning on the date specified. |