Form 4 for STZ Constellation Brands
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0000016918-23-000147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-24 | 2023-07-20 | STZ | Hankinson Garth | EVP, CFO | S - Sale | $267.96 | -1,550 | 9,491 | -14% | -$415.3K |
| D | 2023-07-24 | 2023-07-20 | STZ | Hankinson Garth | EVP, CFO | C - Cnv Deriv | — | +1,550 | 11.0K | +16% | — |
| DM | 2023-07-24 | 2023-07-20 | STZ | Hankinson Garth | EVP, CFO | M - OptEx | $39.80 | 0 | 1,550 | New | $0 |
| D | 2023-07-24 | 2023-07-20 | STZ | Hankinson Garth | EVP, CFO | C - Cnv Deriv | $0.00 | -1,550 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-20 | S | D | 1,550 | $267.96 | 9,491 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-07-20 | C | A | 1,550 | — | 11,041 | D | — | — | (F3) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. |
| 3 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-20 | M | D | 1,550 | $0.00 | 0 | D | $79.61 · 2015-04-28 to 2024-04-28 | 1,550 Class 1 (convertible) Common Stock | (F1) 100% of this option has become exercisable. |
| 4 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | M | A | 1,550 | $79.61 | 1,550 | D | — · — to — | 1,550 Class A Common Stock | (F2) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 5 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | C | D | 1,550 | $0.00 | 0 | D | — · — to — | 1,550 Class A Common Stock | (F2) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |