Form 4 for STZ Constellation Brands
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0000016918-23-000148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-24 | 2023-07-20 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | C - Cnv Deriv | — | +5,682 | 7,469 | +318% | — |
| D | 2023-07-24 | 2023-07-20 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | S - Sale | $269.00 | -5,682 | 1,787 | -76% | -$1.53M |
| D | 2023-07-24 | 2023-07-20 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | C - Cnv Deriv | $0.00 | -5,682 | 0 | -100% | $0 |
| DM | 2023-07-24 | 2023-07-20 | STZ | Carey Kaneenat Kristann | EVP, Chief HR Off | M - OptEx | $102.76 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-20 | C | A | 5,682 | — | 7,469 | D | — | — | (F4) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. |
| 2 | Common | Class A Common Stock | 2023-07-20 | S | D | 5,682 | $269.00 | 1,787 | D | — | — | |
| 3 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | C | D | 5,682 | $0.00 | 0 | D | — · — to — | 5,682 Class A Common Stock | (F3) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 4 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | M | A | 978 | $153.02 | 978 | D | — · — to — | 978 Class A Common Stock | (F3) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 5 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | M | A | 2,675 | $207.48 | 2,675 | D | — · — to — | 2,675 Class A Common Stock | (F3) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 6 | Derivative | Class 1 (convertible) Common Stock | 2023-07-20 | M | A | 2,029 | $228.26 | 2,029 | D | — · — to — | 2,029 Class A Common Stock | (F3) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 7 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-20 | M | D | 978 | $0.00 | 977 | D | $153.02 · 2021-04-21 to 2030-04-21 | 978 Class 1 (convertible) Common Stock | (F2) This option, representing a right to purchase a total of 3,911 shares, becomes exercisable at the rate of 25% per year beginning on the date specified. |
| 8 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-20 | M | D | 2,029 | $0.00 | 0 | D | $228.26 · 2019-04-23 to 2028-04-23 | 2,029 Class 1 (convertible) Common Stock | (F1) 100% of this option has become exercisable. |
| 9 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-07-20 | M | D | 2,675 | $0.00 | 0 | D | $207.48 · 2020-04-23 to 2029-04-23 | 2,675 Class 1 (convertible) Common Stock | (F1) 100% of this option has become exercisable. |