Form 4 for STZ Constellation Brands
Accepted 2024-08-12 00:00:00 ET · period of report 2024-08-08 · accession 0000016918-24-000167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-12 | 2024-08-08+ | STZ | Hankinson Garth | EVP, CFO | C - Cnv Deriv | — | +33.7K | 31.8K | New | — |
| DM | 2024-08-12 | 2024-08-08+ | STZ | Hankinson Garth | EVP, CFO | S - Sale | $240.10 | -33.7K | 11.7K | -74% | -$8.09M |
| DM | 2024-08-12 | 2024-08-08+ | STZ | Hankinson Garth | EVP, CFO | M - OptEx | $81.60 | 0 | 2,464 | New | $0 |
| DM | 2024-08-12 | 2024-08-08+ | STZ | Hankinson Garth | EVP, CFO | C - Cnv Deriv | $0.00 | -33.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-08 | C | A | 13,583 | — | 25,285 | D | — | — | (F1) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. |
| 2 | Common | Class A Common Stock | 2024-08-08 | S | D | 13,583 | $240.00 | 11,702 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-08-09 | C | A | 20,097 | — | 31,799 | D | — | — | (F1) The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. |
| 4 | Common | Class A Common Stock | 2024-08-09 | S | D | 20,097 | $240.16 | 11,702 | D | — | — | (F2) Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.0000 to $240.6200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Class 1 (convertible) Common Stock | 2024-08-09 | M | A | 20,097 | $153.02 | 20,097 | D | — · — to — | 20,097 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 6 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 2,267 | $156.84 | 2,267 | D | — · — to — | 2,267 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 7 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 1,470 | $117.12 | 1,470 | D | — · — to — | 1,470 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 8 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 2,073 | $0.00 | 20,097 | D | $153.02 · 2021-04-21 to 2030-04-21 | 2,073 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 9 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 2,870 | $0.00 | 0 | D | $207.48 · 2020-04-23 to 2029-04-23 | 2,870 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 10 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 2,439 | $0.00 | 0 | D | $228.26 · 2019-04-23 to 2028-04-23 | 2,439 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 11 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 2,464 | $0.00 | 0 | D | $172.09 · 2018-04-21 to 2027-04-21 | 2,464 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 12 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 2,267 | $0.00 | 0 | D | $156.84 · 2017-04-25 to 2026-04-25 | 2,267 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 13 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-08 | M | D | 1,470 | $0.00 | 0 | D | $117.12 · 2016-04-28 to 2025-04-28 | 1,470 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 14 | Derivative | Class 1 (convertible) Common Stock | 2024-08-09 | C | D | 20,097 | $0.00 | 0 | D | — · — to — | 20,097 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 15 | Derivative | Non-Qualified Stock Option (right to buy) | 2024-08-09 | M | D | 20,097 | $0.00 | 0 | D | $153.02 · 2021-04-21 to 2030-04-21 | 20,097 Class 1 (convertible) Common Stock | (F3) 100% of this option has become exercisable. |
| 16 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | C | D | 13,583 | $0.00 | 0 | D | — · — to — | 13,583 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 17 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 2,073 | $153.02 | 2,073 | D | — · — to — | 2,073 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 18 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 2,870 | $207.48 | 2,870 | D | — · — to — | 2,870 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 19 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 2,439 | $228.26 | 2,439 | D | — · — to — | 2,439 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |
| 20 | Derivative | Class 1 (convertible) Common Stock | 2024-08-08 | M | A | 2,464 | $172.09 | 2,464 | D | — · — to — | 2,464 Class A Common Stock | (F4) Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. |