Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-09 · accession 0000017313-21-000145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-10 | 2021-09-09 | CSWC | BATTIST CHRISTINE | Dir | P - Purchase | $27.75 | +568 | 6,759 | +9% | +$15.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | P | A | 568 | $27.75 | 6,759 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.7395 to $27.76, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |