InsiderTrades

Form 4 for CSWC CAPITAL SOUTHWEST CORP

Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-17 · accession 0000017313-22-000016 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-02-17 2022-02-17 CSWC BATTIST CHRISTINE Dir P - Purchase $25.00 +389 8,248 +5% +$9,725

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-02-17 P A 389 $25.00 8,248 D — — (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.995 to $24.9996, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.